A fraud auditing approach for the regulator to detect investment fraud schemes

A fraud auditing approach for the regulator to detect investment fraud schemes

Investment managers are entrusted with clients assets and should act with due care and diligence when dealing with it. The regulation of investment managers does not preclude the possibility that they can defraud their clients. The question posed by this research is whether the regulator can as part...

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Bibliographic Details
Main Author: Hattingh, Wendy
Other Authors: Dr D du Plessis
Published: 2013
Subjects:
Investment manager
Red flags
Regulator
Risk-based supervision onsite visits
Fraud auditing
Financial statement fraud
Investment fraud schemes
UCTD
Online Access:http://hdl.handle.net/2263/28324
Hattingh, W 2011, A fraud auditing approach for the regulator to detect investment fraud schemes, MPhil dissertation, University of Pretoria, Pretoria, viewed yymmdd < http://hdl.handle.net/2263/28324 >
http://upetd.up.ac.za/thesis/available/etd-09302011-130657/

Internet

http://hdl.handle.net/2263/28324
Hattingh, W 2011, A fraud auditing approach for the regulator to detect investment fraud schemes, MPhil dissertation, University of Pretoria, Pretoria, viewed yymmdd < http://hdl.handle.net/2263/28324 >
http://upetd.up.ac.za/thesis/available/etd-09302011-130657/

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