A Discussion on the Capital Adequacy Ratio of Securities Dealers with Examples from Non-Finance Integrated Securities Firms

碩士 === 銘傳大學 === 財務金融學系碩士在職專班 === 100 === The regulatory system for capital adequacy ratio (CAR) of securities dealers in this nation was implemented based on the old system in Japan in 1998 and its framework has remained largely unchanged since. Japan, however, has already made some major adjustmen...

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Bibliographic Details
Main Authors: Shu-Chen Chiu, 邱淑珍
Other Authors: Yang-Cheng Lu
Format: Others
Language:zh-TW
Published: 2012
Online Access:http://ndltd.ncl.edu.tw/handle/80097132927115123489