Risk Management Regulations and Practice of Taiwan’s Securities Firms

碩士 === 銘傳大學 === 財務金融學系碩士在職專班 === 94 === Abstract The disciplined implementation of risk management practices by securities firms is an issue our securities authority pays considerable attention to. This study aims to examine the effectiveness of regulatory guidelines designed to help securities firm...

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Bibliographic Details
Main Authors: Huang Cheng-Chie, 黃鎮傑
Other Authors: Lee Ching-Sheng
Format: Others
Language:zh-TW
Published: 2006
Online Access:http://ndltd.ncl.edu.tw/handle/w98ugq