Suggested Topics within your search.
Showing 1 - 20 results of 1,012 for search 'OPERATIONS AND REGULATIONS OF SECURITIES MARKET', query time: 1.42s Refine Results
  1. 1
    A Study on the Regulations for “Front Running” in the Securities Market
    by Hsin-Pei Shen, 申心蓓
    Published 2017
    “... and poses questions regarding the adequacy of Taiwan’s regulations and actual operations in the market...”
    Get full text
    Others
  2. 2
    The Strategy of the Fund Market Registration Operators Activity in the Process of Realization of the Basic Regulations of the Ukrainian Law about the Joint-Stock Companies
    by K. Serdiukov
    Published 2010-06-01
    Subjects: “...uncertificated securities...”
    Get full text
    Article
  3. 3
    The Study on the Role of Securities Analysts in the Securities Market and the Regulation for Preventing Conflicts of Interest
    by LIN, SHENG-CHIEH, 林聖傑
    Published 2019
    “... the operation mode of the securities market and the role of securities analysts. The third chapter explains...”
    Get full text
    Others
  4. 4
    A Study of the Regulation for Securities Market Manipulation Through Series Transactions
    by Tsai,Yuchen, 蔡雨辰
    Published 2012
    “... of the normal operations of supply and demand. Consider that the manipulative activities will distribute market...”
    Get full text
    Others
  5. 5
    Securities regulation in an emerging market, a comparison between Nigeria and Canada
    by Omonuwa, Odaro
    Published 2007
    “... securities markets' have not been left out of these pressures. This thesis attempts to focus generally...”
    Get full text
  6. 6
    Securities regulation in an emerging market, a comparison between Nigeria and Canada
    by Omonuwa, Odaro
    Published 2007
    “... securities markets' have not been left out of these pressures. This thesis attempts to focus generally...”
    Get full text
  7. 7
    Securities regulation in an emerging market, a comparison between Nigeria and Canada
    by Omonuwa, Odaro
    Published 2007
    “... securities markets' have not been left out of these pressures. This thesis attempts to focus generally...”
    Get full text
    Others
  8. 8
    Regulating the Securities Market Manipulation- Focusing on Wash Sale and Matched Orders
    by HSU,YU-SHAN, 許侑珊
    Published 2016
    “... of Securities Exchange Market is the formation of fair prices. In a free market , trading of securities...”
    Get full text
    Others
  9. 9
    The Impact of Dematerialized Issue on Securities Market-The study of share registrar operation of issuer
    by MENG CHING-LI, 孟慶蒞
    Published 2004
    “... Depository Co. (TSCD). With all the legislations in place, Taiwan securities market is primed for issue...”
    Get full text
    Others
  10. 10
    The market abuse control legislative regime of South Africa, Nigeria and the United Kingdom - an approach to regulation and monitoring in relation to certain aspects of the financial markets of South Africa
    by Packies, Hilton
    Published 2016
    Subjects: “...Insider trading in securities...”
    Get full text
  11. 11
    The International Operation Strategy of Securities Firms in Emerging Markets:A Comparative Case Study of Foreign and Taiwan Securities Sectors
    by Chit-Man Mou, 毛哲文
    Published 2016
    “... Market’s potential is considerable, so the Taiwan’s securities sectors enter these market must have deeply...”
    Get full text
    Others
  12. 12
    THE GENESIS OF THE FUNCTIONS OF GOVERNMENT DEBT SECURITIES
    by V. Osetskyi, I. Bratkova
    Published 2015-06-01
    Subjects: “...open market operations...”
    Get full text
    Article
  13. 13
    The Securities Regulations and Rules Research in China
    by jerry yeh, 葉誌榮
    Published 2004
    “..., was legislated in eight years after the China Security Market opened. It indicates that the system of the China...”
    Get full text
    Others
  14. 14
    An Ethereum Blockchain-Based Prototype for Data Security of Regulated Electricity Market
    Subjects: “...security...”
    Get full text
    Article
  15. 15
    Risk Management Regulations and Practice of Taiwan’s Securities Firms
    by Huang Cheng-Chie, 黃鎮傑
    Published 2006
    “... implement risk management, including 「Regulations for the Internal Control System of Securities Firms...”
    Get full text
    Others
  16. 16
    Securities regulation and the prevention of securities fraud : a comparative study
    by Adawiah, Engku Rabiah
    Published 1998
    “... in the operation of the financial markets, the practical reality of the modern-day securities market arguably...”
    Get full text
  17. 17
    Guest Editorial: Power Systems with Increasing Renewable Penetration: Market, Operations, Planning and Regulation
    “..., operations, planning and regulation of power systems with increasing renewable penetration. Such a...”
    Get full text
    Article
  18. 18
    DIAGNOSTICS BY FINANCIAL REGULATORS OF FINANCIAL INSTITUTIONS PREPAREDNESS TO THE IMPLEMENTATION OF ECONOMIC SECURITY MANAGEMENT
    by Nataliia Zachosova, Nataliia Babina
    Published 2018-09-01
    Subjects: “...economic security...”
    Get full text
    Article
  19. 19
    Analysis of Offshore Securities Unit Operating Performance
    by Yun-chung Kan, 甘允中
    Published 2016
    “... and diversity of financial instruments. Taiwan needs to abandon their own thoughts of regulation and replace...”
    Get full text
    Others
  20. 20
    A Legal analysis of Ghana's securities laws in light of the international organization of securities commission's principles of securities regulation
    by Danso, Abena Ohenewa
    Published 2015
    Subjects: “...Securities regulation...”
    Get full text
    Get full text
Search Tools: Get RSS Feed — Email this Search