Showing 1 - 20 results of 40 for search '"proprietary trading"', query time: 1.37s Refine Results
  1. 1
    RISK MANAGEMENT AND CONTROL OF FUTURES PROPRIETARY TRADING
    by VIGA YU, 游維嘉
    Published 2005
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  2. 2
    Will restricting proprietary trading and stricter derivatives regulation make the US financial system more stable?
    by Jan Kregel
    Published 2011-01-01
    “... in what is known as “proprietary trading” and the Lincoln Amendment or the “push out” rule limits...”
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    Article
  3. 3
    Designing the Stock Trading Processes in the Proprietary Trading Department of a Securities Firm by Utilizing Six Sigma Method
    by Chien-Ting Lee, 李建霆
    Published 2005
    “... process of stock trading process in the Proprietary Trading Department of a securities house...”
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  4. 4
    The Study of Financial Security Buying Behavior of Institutional and Individual Investors－The Effect of Attention, Familiarity, and Preferences
    by Chung-Wei Cheng, 鄭中瑋
    Published 2006
    “... into proprietary trading desks, mutual funds, foreign investors, and other institutional investors) and individual...”
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  5. 5
    The Study of Financial Security Buying Behavior of Institutional and Individual Investors －The Effect of Attention, Familiarity, and Preferences
    by Chung-Wei Cheng, 鄭中瑋
    Published 2006
    “... into proprietary trading desks, mutual funds, foreign investors, and other institutional investors) and individual...”
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  6. 6
    Do Securities Firms Put Their Money Where Their Mouths are during Financial Crisis?
    by Pei-Yi Lu, 呂珮怡
    Published 2010
    “... research divisions and proprietary trading divisions of securities firms. But most of the research...”
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  7. 7
    US Banks, Competitive Advantage, and the Volcker Rule
    by Dolde, Walter
    Published 2013
    “... in business lending and proprietary trading 3. Summary, competitive advantage of banks in business lending...”
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  8. 8
    Do the Stock Recommendations of Foreign Security Houses have Conflicts of Interest
    by Chih-Sheng Tsai, 蔡志昇
    Published 2009
    “... of the foreign security houses and the proprietary trading would lead to conflicts of interest between...”
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  9. 9
    A Study on Using VaR Model to Development The Risk Management Information System for Securities Firms in Taiwan
    by Shyh─Yiing, 林士穎
    Published 2001
    “... gradually turn the center of business to proprietary trading, investment banking or derivatives. Although...”
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  10. 10
    Research on QFIIs’ shareholding and Taiwan Stock Exchange Capitalization Weighted Stock Index
    by LIN,CHIEN-YU, 林倩玉
    Published 2010
    “..., but the proprietary trading firms and investment trust companies as well, often take QFIIs’ transactions as important...”
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  11. 11
    Conflict of Interest in the Stock Recommendation Changes of Brokerage Firms
    by Shu-Han Liu, 劉紓含
    Published 2013
    “... with their recommendation changes: When analysts upgrade (downgrade) a stock, their affiliated proprietary trading divisions...”
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  12. 12
    The Empirical Study of Capital Structure Arbitrage by Geske Structural Model
    by Yi-Jung Lin, 林依蓉
    Published 2010
    “... hedge funds and bank proprietary trading desks. This research uses multi-period Geske structural models...”
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  13. 13
    Essays on market competition and law enforcement
    by WANG, Yanchen
    Published 2018
    “... restrictions on banks’ ability to engage in proprietary trading activities. Using the passage of the Volcker...”
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  14. 14
    Privacy-Preserving Methods for Sharing Financial Risk Exposures
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    Article
  15. 15
    A Study on Evaluating the Revitalization Procedures of the Old Tainan Watercourse
    by Tarng-Jiunn Tyan, 田塘圳
    Published 2008
    “..., and the proprietary trading of the Tainan County Government in each case. To sum up, the best model of developing...”
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  16. 16
    Do foreign analysts’ reports consist with investors ?
    by Chang-Yi Lee, 李昶毅
    Published 2013
    “... of interest is between in underwriting relationship, proprietary trading department and brokerage business...”
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  17. 17
    The Empirical Study of Capital Structure Arbitrage－A Perspective of Taiwan Market
    by Sheng-Lung Li, 李昇隆
    Published 2009
    “.... This kind of arbitrage has become popular in hedge fund and bank proprietary trading desk. Some traders have...”
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  18. 18
    A Case Study on the Evolutions of Dynamic Capabilities of Securities Company
    “... for 22 years since 1988. It is a securities that provides brokerage, proprietary trading and underwriting...”
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  19. 19
    A Study on the Development and Operations Strategies for the Taiwan Securities Industry - A Case of the Sinopac Securities Company
    by Tsai,Hui-Chen, 蔡慧珍
    Published 2015
    “... and proprietary trading to include new business or investment project. Through this research, we will understand...”
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  20. 20
    The Study on the Operating Arrangements and Business Strategies of Taiwanese Security Industry Entering Mainland China
    by Yao-Jheng Huang, 黃耀正
    Published 2010
    “... to listed companies. It hope to open cross-strait securities in the brokerage, margin trading, proprietary...”
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