A Case Study on Compliance Risk Management-focus on Wealth Management Business

碩士 === 國立臺灣科技大學 === 財務金融研究所 === 105 === The Compliance Risk Management is one of the risk management mechanisms. It is a part of the internal control system and related to legal affairs and operational risk management. However, due to its special attribute, the Compliance Risk Management has develop...

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Bibliographic Details
Main Authors: Tseng - Kuo-Ming, 曾國銘
Other Authors: none
Format: Others
Language:zh-TW
Published: 2016
Online Access:http://ndltd.ncl.edu.tw/handle/e936ez

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