A Case Study on Compliance Risk Management-focus on Wealth Management Business
碩士 === 國立臺灣科技大學 === 財務金融研究所 === 105 === The Compliance Risk Management is one of the risk management mechanisms. It is a part of the internal control system and related to legal affairs and operational risk management. However, due to its special attribute, the Compliance Risk Management has develop...
Main Authors: | Tseng - Kuo-Ming, 曾國銘 |
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Other Authors: | none |
Format: | Others |
Language: | zh-TW |
Published: |
2016
|
Online Access: | http://ndltd.ncl.edu.tw/handle/e936ez |
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