Summary: | 碩士 === 淡江大學 === 國際商學碩士在職專班 === 98 === In China, the current goal for securities market is stable growth. The foreign institutional investors are allowed to participate in its stock market transactions. In 2002, the management system was established in the market under the norm of "Qualified foreign institutional investors Interim Measures on Management of Domestic Securities Investments". QFII system is a transitional policy to open the capital market for China to open and control its investment environment of securities market. It also needs to create a flawless supervising system open a market, therefore, this study focus on the current supervising system on qualified foreign institutional investors in China.
According to this research, we analyze the future internationalized securities market development for China, and there are several conclusions for opening and supervising the foreign institutional investors in securities market: 1. create an early warning signal indicator 2. the cooperation of the international regulatory organizations and financial self-regulatory organizations 3. the coordination of China''s regulatory agencies 4. to increase the trustee bank’s service and ability for helping on supervising 5. ensure the independence of managed assets 6. implementation of securities and money settlement 7. foster the international financial professionals 8. to strengthen the control of foreign exchange and provide more opportunities for qualified foreign institutional investors 9. the integrity of disclosure of market information.
|