State-Of-Charge Estimation for Lithium-Ion Battery Using Improved DUKF Based on State-Parameter Separation

State-of-charge estimation and on-line model modification of lithium-ion batteries are more urgently required because of the great impact of the model accuracy on the algorithm performance. This study aims to propose an improved DUKF based on the state-parameter separation. Its characteristics inclu...

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Main Authors: Chuan-Xiang Yu, Yan-Min Xie, Zhao-Yu Sang, Shi-Ya Yang, Rui Huang
Format: Article
Language:English
Published: MDPI AG 2019-10-01
Series:Energies
Subjects:
Online Access:https://www.mdpi.com/1996-1073/12/21/4036
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spelling doaj-b3bb366199444a6b9e3e0915755fea102020-11-24T22:02:23ZengMDPI AGEnergies1996-10732019-10-011221403610.3390/en12214036en12214036State-Of-Charge Estimation for Lithium-Ion Battery Using Improved DUKF Based on State-Parameter SeparationChuan-Xiang Yu0Yan-Min Xie1Zhao-Yu Sang2Shi-Ya Yang3Rui Huang4State Key Laboratory of Power Transmission Equipment & System Security and New Technology, Chong Qing University, Chongqing 400030, ChinaState Key Laboratory of Power Transmission Equipment & System Security and New Technology, Chong Qing University, Chongqing 400030, ChinaState Key Laboratory of Power Transmission Equipment & System Security and New Technology, Chong Qing University, Chongqing 400030, ChinaState Key Laboratory of Power Transmission Equipment & System Security and New Technology, Chong Qing University, Chongqing 400030, ChinaState Key Laboratory of Power Transmission Equipment & System Security and New Technology, Chong Qing University, Chongqing 400030, ChinaState-of-charge estimation and on-line model modification of lithium-ion batteries are more urgently required because of the great impact of the model accuracy on the algorithm performance. This study aims to propose an improved DUKF based on the state-parameter separation. Its characteristics include: (1) State-Of-Charge (SoC) is treated as the only state variable to eliminate the strong correlation between state and parameters. (2) Two filters are ranked to run the parameter modification only when the state estimation has converged. First, the double polarization (DP) model of battery is established, and the parameters of the model are identified at both the pulse discharge and long discharge recovery under Hybrid Pulse Power Characterization (HPPC) test. Second, the implementation of the proposed algorithm is described. Third, combined with the identification results, the study elaborates that it is unreliable to use the predicted voltage error of closed-loop algorithm as the criterion to measure the accuracy of the model, while the output voltage obtained by the open-loop model with dynamic parameters can reflect the real situation. Finally, comparative experiments are designed under HPPC and DST conditions. Results show that the proposed state-parameter separated IAUKF-UKF has higher SoC estimation accuracy and better stability than traditional DUKF.https://www.mdpi.com/1996-1073/12/21/4036lithium-ion batteriessoc estimationstate-parameter separationimproved dual unscented kalman filter
collection DOAJ
language English
format Article
sources DOAJ
author Chuan-Xiang Yu
Yan-Min Xie
Zhao-Yu Sang
Shi-Ya Yang
Rui Huang
spellingShingle Chuan-Xiang Yu
Yan-Min Xie
Zhao-Yu Sang
Shi-Ya Yang
Rui Huang
State-Of-Charge Estimation for Lithium-Ion Battery Using Improved DUKF Based on State-Parameter Separation
Energies
lithium-ion batteries
soc estimation
state-parameter separation
improved dual unscented kalman filter
author_facet Chuan-Xiang Yu
Yan-Min Xie
Zhao-Yu Sang
Shi-Ya Yang
Rui Huang
author_sort Chuan-Xiang Yu
title State-Of-Charge Estimation for Lithium-Ion Battery Using Improved DUKF Based on State-Parameter Separation
title_short State-Of-Charge Estimation for Lithium-Ion Battery Using Improved DUKF Based on State-Parameter Separation
title_full State-Of-Charge Estimation for Lithium-Ion Battery Using Improved DUKF Based on State-Parameter Separation
title_fullStr State-Of-Charge Estimation for Lithium-Ion Battery Using Improved DUKF Based on State-Parameter Separation
title_full_unstemmed State-Of-Charge Estimation for Lithium-Ion Battery Using Improved DUKF Based on State-Parameter Separation
title_sort state-of-charge estimation for lithium-ion battery using improved dukf based on state-parameter separation
publisher MDPI AG
series Energies
issn 1996-1073
publishDate 2019-10-01
description State-of-charge estimation and on-line model modification of lithium-ion batteries are more urgently required because of the great impact of the model accuracy on the algorithm performance. This study aims to propose an improved DUKF based on the state-parameter separation. Its characteristics include: (1) State-Of-Charge (SoC) is treated as the only state variable to eliminate the strong correlation between state and parameters. (2) Two filters are ranked to run the parameter modification only when the state estimation has converged. First, the double polarization (DP) model of battery is established, and the parameters of the model are identified at both the pulse discharge and long discharge recovery under Hybrid Pulse Power Characterization (HPPC) test. Second, the implementation of the proposed algorithm is described. Third, combined with the identification results, the study elaborates that it is unreliable to use the predicted voltage error of closed-loop algorithm as the criterion to measure the accuracy of the model, while the output voltage obtained by the open-loop model with dynamic parameters can reflect the real situation. Finally, comparative experiments are designed under HPPC and DST conditions. Results show that the proposed state-parameter separated IAUKF-UKF has higher SoC estimation accuracy and better stability than traditional DUKF.
topic lithium-ion batteries
soc estimation
state-parameter separation
improved dual unscented kalman filter
url https://www.mdpi.com/1996-1073/12/21/4036
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