Estimating Terrain Slope from ICESat-2 Data in Forest Environments

• Main Authors: Xiaoxiao Zhu, Sheng Nie, Cheng Wang, Xiaohuan Xi, Dong Li, Guoyuan Li, Pu Wang, Di Cao, Xuebo Yang
• Format: Article
• Language: English
• Published: MDPI AG 2020-10-01
• Series: Remote Sensing
• Subjects: space-borne LiDAR; photon-counting LiDAR; ICESat-2; slope estimation; beam pairs
• Online Access: https://www.mdpi.com/2072-4292/12/20/3300

The global digital elevation measurement (DEM) products such as SRTM DEM and GDEM have been widely used for terrain slope retrieval in forests. However, the slope estimation accuracy is generally limited due to the DEMs’ low vertical accuracy over complex forest environments. The Ice, Cloud, and land Elevation Satellite-2 (ICESat-2) mission shows excellent potential for slope estimation because of the high elevation accuracy and unique design of beam pairs. This study aimed to explore the possibility of ICESat-2 data for terrain slope retrieval in the United States forests. First, raw ICESat-2 data were processed to obtain accurate ground surfaces. Second, two different methods based on beam pairs were proposed to derive terrain slopes from the ground surfaces. Third, the estimated slopes were validated by airborne LiDAR-derived slopes and compared with SRTM-derived slopes and GDEM-derived slopes. Finally, we further explored the influence of surface topography and ground elevation error on slope estimation from ICESat-2 data. The results show that the ground surface can be accurately extracted from all scenarios of ICESat-2 data, even weak beams in the daytime, which provides the basis for terrain slope retrieval from ICESat-2 beam pairs. The estimated slope has a strong correlation with airborne LiDAR-derived slopes regardless of slope estimation methods, which demonstrates that the ICESat-2 data are appropriate for terrain slope estimation in complex forest environments. Compared with the method based on along- and across-track analysis (method 1), the method based on plane fitting of beam pairs (method 2) has a high estimation accuracy of terrain slopes, which indicates that method 2 is more suitable for slope estimation because it takes full advantage of more ground surface information. Additionally, the results also indicate that ICESat-2 performs much better than SRTM DEMs and GDEMs in estimating terrain slopes. Both ground elevation error and surface topography have a significant impact on terrain slope retrieval from ICESat-2 data, and ground surface extraction should be improved to ensure the accuracy of terrain slope retrieval over extremely complex environments. This study demonstrates for the first time that ICESat-2 has a strong capability in terrain slope retrieval. Additionally, this paper also provides effective solutions to accurately estimate terrain slopes from ICESat-2 data. The ICESat-2 slopes have many potential applications, including the generation of global slope products, the improvement of terrain slopes derived from the existing global DEM products, and the correction of vegetation biophysical parameters retrieved from space-borne LiDAR waveform data.