Modeling Nonresponse in Establishment Surveys: Using an Ensemble Tree Model to Create Nonresponse Propensity Scores and Detect Potential Bias in an Agricultural Survey

• Main Authors: Earp Morgan, Mitchell Melissa, McCarthy Jaki, Kreuter Frauke
• Format: Article
• Language: English
• Published: Sciendo 2014-12-01
• Series: Journal of Official Statistics
• Subjects: nonresponse bias; propensity scores; classification trees; ensemble trees
• Online Access: https://doi.org/10.2478/jos-2014-0044

Increasing nonresponse rates in federal surveys and potentially biased survey estimates are a growing concern, especially with regard to establishment surveys. Unlike household surveys, not all establishments contribute equally to survey estimates. With regard to agricultural surveys, if an extremely large farm fails to complete a survey, the United States Department of Agriculture (USDA) could potentially underestimate average acres operated among other things. In order to identify likely nonrespondents prior to data collection, the USDA’s National Agricultural Statistics Service (NASS) began modeling nonresponse using Census of Agriculture data and prior Agricultural Resource Management Survey (ARMS) response history. Using an ensemble of classification trees, NASS has estimated nonresponse propensities for ARMS that can be used to predict nonresponse and are correlated with key ARMS estimates.