On the Use of Gaussian Approximation in Analyzing the Performance of Optical Receivers

The analytical calculation of the bit error rate (BER) of digital optical receivers that employ avalanche photodiodes (APDs) is challenging due to 1) the stochastic nature of the avalanche photodiode's impulse-response function and 2) the presence of intersymbol interference (ISI). At ultrafast...

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Main Authors: G. El-Howayek, C. Zhang, Y. Li, J. S. Ng, J. P. R. David, M. M. Hayat
Format: Article
Language:English
Published: IEEE 2014-01-01
Series:IEEE Photonics Journal
Subjects:
Online Access:https://ieeexplore.ieee.org/document/6725617/
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spelling doaj-30072d7724314dfea56f5a01e4d2bdf52021-03-29T17:17:52ZengIEEEIEEE Photonics Journal1943-06552014-01-01611810.1109/JPHOT.2014.23027926725617On the Use of Gaussian Approximation in Analyzing the Performance of Optical ReceiversG. El-Howayek0C. Zhang1Y. Li2J. S. Ng3J. P. R. David4M. M. Hayat5<formula formulatype="inline"><tex Notation="TeX">$^{1}$</tex></formula> Center of High Technology Materials and Department of Electrical and Computer Engineering, University of New Mexico, Albuquerque, NM, USA<formula formulatype="inline"><tex Notation="TeX">$^{2}$</tex></formula> Department of Electrical Engineering and Computer Science, University of Michigan , Ann Arbor, MI, USA<formula formulatype="inline"><tex Notation="TeX">$^{3}$</tex></formula>Department of Electrical and Computer Engineering, University of Illinois at Urbana-Champaign, Champaign, IL, USA<formula formulatype="inline"><tex Notation="TeX">$^{4}$</tex></formula>Department of Electronic and Electrical Engineering, University of Sheffield, Sheffield, U.K.Department of Electronic and Electrical Engineering, University of Sheffield, Sheffield, U.K.Center of High Technology Materials and Department of Electrical and Computer Engineering, University of New Mexico, Albuquerque, NM , USAThe analytical calculation of the bit error rate (BER) of digital optical receivers that employ avalanche photodiodes (APDs) is challenging due to 1) the stochastic nature of the avalanche photodiode's impulse-response function and 2) the presence of intersymbol interference (ISI). At ultrafast transmission rates, ISI becomes a dominant component of the BER, and its effect on the BER should be carefully addressed. One solution to this problem, termed the bit-pattern-dependent (PD) approach, is to first calculate the conditional BER given a specific bit pattern and then average over all possible bit patterns. Alternatively, a simplifying method, termed the bit-pattern-independent (PI) approach, has been commonly used whereby the average bit stream is used to calculate the distribution of the receiver output, which, in turn, is used to calculate the BER. However, when ISI is dominant, the PI approximation is inaccurate. Here, the two approaches are analytically compared by analyzing their asymptotic behavior and their bounds. Conditions are found to determine when the PI method overestimates the BER. The BER found using the PD method exponentially decays with the received optical power, whereas for the PI approach, the BER converges to a constant, which is unrealistic. For an InP-based APD receiver with a 100-nm multiplication layer, the PI method is found to be inaccurate for transmission rates beyond 20 Gb/s.https://ieeexplore.ieee.org/document/6725617/Bit error rate (BER)optical receiversGaussian distributionphotodectorsintersymbol interference (ISI)analytical models
collection DOAJ
language English
format Article
sources DOAJ
author G. El-Howayek
C. Zhang
Y. Li
J. S. Ng
J. P. R. David
M. M. Hayat
spellingShingle G. El-Howayek
C. Zhang
Y. Li
J. S. Ng
J. P. R. David
M. M. Hayat
On the Use of Gaussian Approximation in Analyzing the Performance of Optical Receivers
IEEE Photonics Journal
Bit error rate (BER)
optical receivers
Gaussian distribution
photodectors
intersymbol interference (ISI)
analytical models
author_facet G. El-Howayek
C. Zhang
Y. Li
J. S. Ng
J. P. R. David
M. M. Hayat
author_sort G. El-Howayek
title On the Use of Gaussian Approximation in Analyzing the Performance of Optical Receivers
title_short On the Use of Gaussian Approximation in Analyzing the Performance of Optical Receivers
title_full On the Use of Gaussian Approximation in Analyzing the Performance of Optical Receivers
title_fullStr On the Use of Gaussian Approximation in Analyzing the Performance of Optical Receivers
title_full_unstemmed On the Use of Gaussian Approximation in Analyzing the Performance of Optical Receivers
title_sort on the use of gaussian approximation in analyzing the performance of optical receivers
publisher IEEE
series IEEE Photonics Journal
issn 1943-0655
publishDate 2014-01-01
description The analytical calculation of the bit error rate (BER) of digital optical receivers that employ avalanche photodiodes (APDs) is challenging due to 1) the stochastic nature of the avalanche photodiode's impulse-response function and 2) the presence of intersymbol interference (ISI). At ultrafast transmission rates, ISI becomes a dominant component of the BER, and its effect on the BER should be carefully addressed. One solution to this problem, termed the bit-pattern-dependent (PD) approach, is to first calculate the conditional BER given a specific bit pattern and then average over all possible bit patterns. Alternatively, a simplifying method, termed the bit-pattern-independent (PI) approach, has been commonly used whereby the average bit stream is used to calculate the distribution of the receiver output, which, in turn, is used to calculate the BER. However, when ISI is dominant, the PI approximation is inaccurate. Here, the two approaches are analytically compared by analyzing their asymptotic behavior and their bounds. Conditions are found to determine when the PI method overestimates the BER. The BER found using the PD method exponentially decays with the received optical power, whereas for the PI approach, the BER converges to a constant, which is unrealistic. For an InP-based APD receiver with a 100-nm multiplication layer, the PI method is found to be inaccurate for transmission rates beyond 20 Gb/s.
topic Bit error rate (BER)
optical receivers
Gaussian distribution
photodectors
intersymbol interference (ISI)
analytical models
url https://ieeexplore.ieee.org/document/6725617/
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